Leslie Penka

Dai Wealth, LLC

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth

Dai Wealth, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

1,404 clients

Average Client Portfolio

$190K average

Assets Under Management

$267.4M

Fee Structure

Minimum Investment:None

Location

Lenexa, KS

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Dai Securities, LLCBroker

January 2024 - Present · 2 yrs 1 mo

Dai Securities, LLC

January 2024 - Present · 2 yrs 1 mo

Dai Wealth, LLC

January 2024 - Present · 2 yrs 1 mo

Previous Registrations

Expand Financial, LLC

July 2023 - December 2023 · 5 mos

LPL Financial LLCBroker

December 2021 - December 2022 · 1 yr

Newedge Advisors

November 2021 - November 2022 · 1 yr

Purshe Kaplan Sterling InvestmentsBroker

January 2019 - July 2021 · 2 yrs 6 mos

Keen Wealth Advisors

March 2018 - July 2021 · 3 yrs 4 mos

Madison Avenue Securities, LLC

November 2016 - March 2018 · 1 yr 4 mos

Madison Avenue Securities, LLCBroker

November 2016 - March 2018 · 1 yr 4 mos

Waddell & ReedBroker

September 2009 - March 2016 · 6 yrs 6 mos

Waddell & Reed

September 2009 - March 2016 · 6 yrs 6 mos

Vsr Advisory Services

March 2007 - May 2009 · 2 yrs 2 mos

Vsr Financial Services, INC.Broker

March 2004 - May 2009 · 5 yrs 2 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.