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CFP
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CFP

Irwin Sobers

LPL Financial LLC
24 Years of Experience
Hanover, MD
Broker
View SEC Summary
View SEC Summary

Irwin Sobers is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hanover, MD, with 24 years of industry experience. Irwin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7065 Arundel Mills Circle, Hanover, MD, 21076

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Irwin operates Tower Wealth Management as a DBA for his LPL business, dedicating full-time hours during securities trading. He also manages residential rental property through Sobers & Associates, LLC, spending a few hours per week on this activity.

Employment History
Current Registrations
LPL Financial LLC
July 2008 - Present · 18 yrs 3 mos
LPL Financial LLC
July 2008 - Present · 18 yrs 3 mos
LPL Financial LLCBroker
July 2008 - Present · 18 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2002 - June 2008 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2002 - June 2008 · 5 yrs 11 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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