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Caryn Hodges

14 Years of Experience
Providence, RI
Broker

Caryn Hodges is a registered investment advisor at Morgan Stanley, based in Providence, RI, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Financial Plaza, 19th Floor, Providence, RI, 02903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Caryn is a bartender for Knights of Columbus, spending a few hours per week outside of business hours. She also acts as a POA and custodian for two entities.

Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - October 2022 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - October 2022 · 10 yrs 9 mos
State Registrations45 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.