John Stephens is a CFA, CFP-designated registered investment advisor at Tci Wealth Advisors, INC., based in Tucson, AZ, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 5 more. Their firm serves 3,268 clients with $5.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TCI Wealth Advisors charges an annual fee based on the value of your managed accounts. There are different fee schedules for legacy clients and new clients.
Legacy Clients:
- Up to $2 million: 1.00%
- Next $3 million: 0.75%
- Over $5 million: 0.50%
New Clients:
- Up to $1,999,999: 1.00% annually (0.25% per quarter)
- $2 million and above: A retainer of $12,000 annually ($3,000 quarterly) plus a percentage of the total portfolio value:
- From $0 million to $10 million: 0.40% annually (0.10% per quarter)
- From $10 million to $20 million: 0.30% annually (0.075% per quarter)
- Above $20 million: 0.25% annually (0.0625% per quarter)
If TCI Wealth Advisors chooses to accept a client with assets below $400,000, they may charge up to 1.00% of assets under management.
Some clients may also be charged an annual retainer fee.
Contact
John Stephens
Location
4011 E. Sunrise Drive, Tucson, AZ, 85718
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Since 2015, John is the managing partner of 5 Daughters, LLC, which owns a commercial real estate building. He spends minimal time on building maintenance and rental-related meetings.
Employment History
Current Registrations
Tci Wealth Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.