Wenjinn Chang
Wenjinn Chang is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Rockville, MD, with 23 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
2400 Research Blvd., Suite 310, Rockville, MD, 20850
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2020Customer Dispute
October 2018Other Business Activities
Wenjinn is the 100% owner of Upright Planning, LLC, a DBA used for marketing securities and advisory services, taking up nearly full-time. Wenjinn also serves as an officer/director for the Taiwanese Chamber of Commerce, a volunteer coordinator for the Overseas Compatriot Affairs Commission in Taiwan, and a notary public, dedicating minimal time to each.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Ameritas Investment CORP.Broker
Ameritas Investment CORP
AXA Advisors, LLC
AXA Advisors, LLCBroker
PFS Investments INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.