AH
AH

Alfred Hargrave

23 Years of Experience
Northborough, MA
Broker

Alfred Hargrave is a registered investment advisor at Cetera Investment Advisers LLC, based in Northborough, MA, with 23 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

113 West Main Street, Northborough, MA, 01532

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alfred works as an accountant at McCarthy, Hargrave, and Company, dedicating full-time hours to auditing, tax preparation, and computer system maintenance since 1996. He is also President/Advisor at McCarthy Hargrave Wealth Management, spending a few hours per week as a financial advisor.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2004 - Present · 22 yrs 8 mos
Cetera Financial Specialists LLCBroker
June 2002 - Present · 24 yrs 3 mos
State Registrations17 states
CACTFLKYMAMDMENHNJNYORPARISCSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.