Philip Rogers
Philip Rogers is a registered investment advisor at Wells Fargo Advisors, based in Fresno, CA, with 24 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6781 N Palm Ave Ste 201, [Nt/Nv-Rbo], Fresno, CA, 93704
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2015Customer Dispute
April 2011Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wamu Investments, INC.
Wamu Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Roger NordWells Fargo Advisors
- Robert BarbourWells Fargo Advisors
- Robert DuranWells Fargo Advisors
- Michael Harris, CFPWells Fargo Advisors
- Anthony Soria, CFPWells Fargo Advisors
- Paul RamerWells Fargo Advisors