Karl Hicks is a CFP-designated registered investment advisor at The Leonard Financial Group, LLC, based in Riverside, CA, with 21 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 78 clients with $46M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Leonard Financial charges a percentage of the value of your portfolio for investment management services. The annual fee will not be less than $1,800, unless specifically waived or reduced in writing. The fee is payable quarterly in advance.
Contact
Karl Hicks
Location
6820 Indiana Avenue, Suite 230, Riverside, CA, 92506
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Leonard Financial Group, LLC
Previous Registrations
The Leonard Financial Group, LLC
Ims Cpas & Associates
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Karl Leonard Hicks is a native of Riverside, CA and continues to live there with his wife and children.