Karl Hicks is a CFP-designated registered investment advisor at The Leonard Financial Group, LLC, based in Riverside, CA, with 21 years of industry experience. Karl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 76 clients with $48M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Leonard Financial Group charges an annual fee for managing your investment portfolio based on a percentage of the value of your portfolio. The exact fee schedule is determined in your individual client agreement.
- There is a minimum annual fee of $1,800 unless specifically waived or reduced in writing.
- Fees are calculated and collected quarterly in advance.
Contact
Karl Hicks
Location
6820 Indiana Avenue, Suite 230, Riverside, CA, 92506
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Leonard Financial Group, LLC
Previous Registrations
The Leonard Financial Group, LLC
Ims Cpas & Associates
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Karl Leonard Hicks is a native of Riverside, CA and continues to live there with his wife and children.
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