NL
NL

Neal Young Lee

22 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
866 clients
Average Client Portfolio
$23.2M average
Assets Under Management
$20.1B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.85%
$3.0M - $5.0M0.65%
$5M+0.50%

Fees and services may be negotiable based on client type, asset class, pre-existing relationship, portfolio complexity and account size or other special circumstances or requirements.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$10,000
Loading...

Location

Arlington, VA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Neal is a registered representative with Quasar Distributors, LLC, which is not affiliated with Bahl & Gaynor, Inc. or its affiliates.

Employment History
Current Registrations
Bahl & Gaynor INC
February 2024 - Present · 2 yrs
Quasar Distributors, LLCBroker
October 2023 - Present · 2 yrs 4 mos
Quasar Distributors, LLC
October 2023 - Present · 2 yrs 4 mos
Previous Registrations
Advisors Asset Management, INC.
August 2006 - July 2023 · 16 yrs 11 mos
Advisors Asset Management, INC.Broker
August 2006 - July 2023 · 16 yrs 11 mos
Cam North America, LLC
December 2005 - August 2006 · 8 mos
Legg Mason Investor Services, LLCBroker
December 2005 - August 2006 · 8 mos
Citigroup Global Markets INC.
September 2005 - December 2005 · 3 mos
Citigroup Global Markets INC.Broker
December 2004 - December 2005 · 1 yr
T. Rowe Price Investment Services, INC.Broker
September 2002 - November 2004 · 2 yrs 2 mos
State Registrations4 states
DCMDNCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.