Philip Keller is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Concord, NH, with 23 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing, Socially Responsible Investing. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Capital Markets charges a quarterly asset-based wrap fee that covers investment advisory, brokerage execution, and custody services. The total program fee will not exceed 3.0% annually and is comprised of several components depending on the program selected:
- Investment Advisor Fee — Determined between you and your investment advisor.
- Program Sponsor Fee — Paid to RBC Capital Markets, typically ranging from 0.00% to 0.40% of assets under management.
- Investment Manager Fee — In the Consulting Solutions program or when utilizing specific investment managers, ranging from 0.00% to 0.50% annually.
- Overlay Manager Fee — When RBC Capital Markets acts as overlay manager, the fee is 0.05%. When Envestnet acts as overlay manager, the fee is 0.10% (which includes tax management and/or responsible investing screens).
- Model Provider Fee — Ranges from 0.00% to 0.65% annually depending on the model portfolio used.
Fees are assessed quarterly in advance based on the market value of assets in the account, including cash and margin balances. Minimum account sizes generally range from $2,500 to $200,000 for the RBC Unified Portfolio program, and $100,000 to $600,000 for the Consulting Solutions program.
Location
45 South Main Street, Suite 200, Concord, NH, 03301
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Philip owns rental property in Maryland and is a member of the finance committee for St. Joseph's Cathedral. He also serves on a committee for the Granite YMCA, providing fundraising advice.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Douglas BohlmanRBC Capital Markets, LLC
- Harold LoseyRBC Capital Markets, LLC
- Theresa HuntleyRBC Capital Markets, LLC
- Robert Blood, CFPNorthwestern Mutual Investment Services,llc
- Jeffrey Parsons, ChFC
- Ronald Valpey, CFPValpey Financial Services LLC