Spencer Huggett
Spencer Huggett is a registered investment advisor at Cetera Investment Advisers LLC, based in Morris, MN, with 23 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
600 Atlantic Ave, Morris, MN, 56267
Get directionsHistory
Regulatory History (3)
Regulatory
November 2024Regulatory
September 2024Employment Separation After Allegations
May 2022Other Business ActivitiesSells Insurance
Spencer is a notary public, city council vice president, involved in farm management and family farm operations, and co-owner of Huggett Lodge LLC. He also owns Huggett Financial, Inc. for non-variable fixed insurance sales and North Point Financial Partners for brokerage and advisory services, and coaches basketball; the family farm and North Point Financial Partners each take about a quarter of Spencer's time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
LPL Financial LLCBroker
LPL Financial LLC
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
H. Beck, INC.
H. Beck, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Intersecurities, INC.Broker
Equity Leadership Securities Group, INC.Broker
Sterne Agee Financial Services, INC.Broker
Ameritas Investment CORP.Broker
United Securities Alliance, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.