Robert Smith
Robert Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
700 37th Street South, Birmingham, AL, 35222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a financial advisor/producer at Abe Smith, Secretary-Treasurer/Financial Advisor at Lakeshore Financial Partners, and President at Abe Smith Inc and Smarter Benefits, offering investment and insurance products and services. He also serves as a board member for Restoration Academy and an agent for Black Water Farms LLC, dedicating full-time hours to his financial roles and minimal time to the others.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations5 states
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