Richard Perry is a registered investment advisor, based in Greenwood Village, CO, with 23 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
June 2022 - Present · 4 yrs 1 mo
Empower Financial Services, INC.
June 2022 - Present · 4 yrs 1 mo
Empower Financial Services, INC.Broker
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2019 - June 2022 · 3 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2019 - June 2022 · 3 yrs 5 mos
J.P. Morgan Securities LLC
July 2016 - February 2019 · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
July 2016 - February 2019 · 2 yrs 7 mos
Fsc Securities Corporation
September 2003 - July 2016 · 12 yrs 10 mos
Fsc Securities CorporationBroker
December 2002 - July 2016 · 13 yrs 7 mos
Morgan Stanley
October 2002 - November 2002 · 1 mo
Morgan Stanley Dw INC.Broker
August 2002 - November 2002 · 3 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.