Amy Daley is a registered investment advisor, based in Sandusky, OH, with 21 years of industry experience.
Location
300 E. Water Street, Sandusky, OH, 44870
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amy works as a Client Services Manager/Senior Operations Manager for Waterstreet Financial since 2019. This takes about a quarter to half of Amy's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2019 - Present · 7 yrs
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - May 2019 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2010 - May 2019 · 9 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2004 - January 2010 · 5 yrs 7 mos
State Registrations1 state
OH
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.