Susan Murphey is a CFP-designated registered investment advisor, based in Richmond, VA, with 10 years of industry experience.
Location
800 E Canal St, St 950, Richmond, VA, 23219
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Susan is a board member of the Central Virginia Employee Benefits Council, serving as the VP of Membership. This requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
February 2018 - August 2023 · 5 yrs 6 mos
Securian Financial Services, INC.Broker
January 2018 - August 2023 · 5 yrs 7 mos
Ameriprise Financial Services, INC.Broker
July 2010 - November 2010 · 4 mos
Kanawha Capital Management, LLC
February 2002 - March 2004 · 2 yrs 1 mo
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.