EJ
CFA
EJ
CFA

Everett Johnson

24 Years of Experience
Oakland, CA
3 DisclosuresBroker

Everett Johnson is a CFA-designated registered investment advisor at LPL Financial LLC, based in Oakland, CA, with 24 years of industry experience. Everett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

520 Grand Ave, Oakland, CA, 94610-3515

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Settled
Customer Dispute
June 2009
Withdrawn
Customer Dispute
June 2009
Settled
Other Business Activities

Everett is a partner at EJF, LTD, a business entity for tax/investment purposes. He handles executive decisions for this family partnership, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLC
February 2013 - Present · 13 yrs 8 mos
LPL Financial LLC
February 2013 - Present · 13 yrs 8 mos
LPL Financial LLCBroker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Wildwood Asset Management LLC
August 2011 - January 2013 · 1 yr 5 mos
Liberty Group, LLC
July 2008 - February 2013 · 4 yrs 7 mos
Liberty Group, LLC
July 2003 - May 2008 · 4 yrs 10 mos
Liberty Group, LLCBroker
July 2002 - February 2013 · 10 yrs 7 mos
State Registrations11 states
AZCACOFLGAHIORSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors