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Sandra Vargas

18 Years of Experience
Coral Gables, FL
Broker

Sandra Vargas is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2022 - Present · 3 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2012 - January 2022 · 9 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
March 2007 - January 2022 · 14 yrs 10 mos
Wachovia Securities, LLCBroker
October 2006 - December 2006 · 2 mos
Morgan Stanley Dw INC.Broker
May 2006 - October 2006 · 5 mos
State Registrations28 states
CACOCTDEFLGAIAILLAMAMDMIMNMONCNMNVNYPAPRRISCSDTXUTVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sandra Vargas - Financial Advisor | TrueAdvisor