Thomas Grinnell
Thomas Grinnell is a registered investment advisor at Sherpa Financial Guides, INC., based in Crozet, VA, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 36 clients with $5.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $250K | 1.55% |
| $250K - $500K | 1.45% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2M+ | 0.85% |
Fees are negotiable and SFG has the discretion to lower or waive fees.
Fee Estimator
Location
Crozet, VA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2018Other Business ActivitiesSells Insurance
Thomas is a partner/owner at Sherpa Financial Guides, where he focuses on insurance sales and services. This activity takes nearly full-time hours.
Employment History
Current Registrations
Sherpa Financial Guides, INC.
Previous Registrations
Ae Wealth Management, LLC
Ae Wealth Management, LLC
Bb&t Securities, LLCBroker
Bb&t Securities, LLC
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.