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Steven Viren

22 Years of Experience
Chicago, IL
Broker

Steven Viren is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 22 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
September 2011 - Present · 15 yrs
Nuveen Securities, LLCBroker
July 2010 - Present · 16 yrs 2 mos
Previous Registrations
Nuveen Fund Advisors, INC.
July 2010 - September 2011 · 1 yr 2 mos
Brokersxpress LLCBroker
August 2008 - July 2010 · 1 yr 11 mos
Brokersxpress LLC
August 2008 - July 2010 · 1 yr 11 mos
Optionsxpress, INC.Broker
February 2007 - July 2010 · 3 yrs 5 mos
1717 Capital Management Company
September 2006 - October 2006 · 1 mo
Nationwide Securities, INC.Broker
August 2004 - October 2006 · 2 yrs 2 mos
Edward JonesBroker
June 2003 - December 2003 · 6 mos
Metlife Securities INC.Broker
July 2002 - June 2003 · 11 mos
Metropolitan Life Insurance CompanyBroker
July 2002 - June 2003 · 11 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Viren - Financial Advisor | TrueAdvisor