Mitchell Nelson
Mitchell Nelson is a registered investment advisor at Cetera Investment Advisers LLC, based in Largo, FL, with 23 years of industry experience. Mitchell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Largo, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mitchell is an investment advisory representative at Rockdale Financial Services and the owner of Monmouth Financial Services. He also owns Senior Care Specialists, an insurance DBA, and sells fixed insurance products, including life, health, disability, annuities, long-term care, and property and casualty insurance; he also works as a notary in both NY and NJ.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Rockdale Financial Services, INC.
Cetera Advisors LLC
SA Stone Investment Advisors INC.
SA Stone Wealth Management INC.Broker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Hornor, Townsend & Kent, INC.Broker
Wrp Investments, INC.
Wrp Investments, INC.Broker
Securities America, INC.Broker
Summit Brokerage Services, INC.Broker
Tfs Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.