MM
MM
May Miao
21 Years of Experience
Pasadena, CA
4 DisclosuresSells Insurance
May Miao is a registered investment advisor at Trend Trade Pro, LLC, based in Pasadena, CA, with 21 years of industry experience. May operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 114 clients with $190M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
114 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$191.0M
Fee Structure
Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable. Qualified clients can pay 1.00% of assets under management along with a 20.00% performance fee based on capital appreciation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
155 S. Fair Oaks Ave., Suite 1028, Pasadena, CA, 91105
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2016Denied
Customer Dispute
July 2015Denied
Employment Separation After Allegations
December 2014Customer Dispute
March 2014Denied
Other Business ActivitiesSells Insurance
May is an independent licensed insurance agent.
Employment History
Current Registrations
Trend Trade Pro, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Western International Securities
May 2015 - November 2023 · 8 yrs 6 mos
Western International Securities, INC.Broker
May 2015 - November 2023 · 8 yrs 6 mos
Wells Fargo Advisors, LLCBroker
December 2014 - May 2015 · 5 mos
Wells Fargo Advisors, LLC
December 2014 - May 2015 · 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2014 · 2 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2014 · 2 yrs 2 mos
Chase Investment Services CORP.
April 2010 - October 2012 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
Fortune Securities, INC.Broker
January 2010 - April 2010 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2005 - February 2008 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2005 - February 2008 · 2 yrs 10 mos
Hsbc Securities (USA) INC.Broker
March 2005 - May 2005 · 2 mos
Charles Schwab & CO., INC.
October 2002 - September 2004 · 1 yr 11 mos
Charles Schwab & CO., INC.Broker
August 2002 - September 2004 · 2 yrs 1 mo
Core Pacific Securities USA LLCBroker
July 2002 - September 2002 · 2 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.