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Marcus Nield

23 Years of Experience
Denver, CO
Broker

Marcus Nield is a registered investment advisor at D.A. Davidson & CO., based in Denver, CO, with 23 years of industry experience. Marcus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1550 Market Street, Suite 300, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
March 2022 - Present · 4 yrs 2 mos
D.A. Davidson & CO.
March 2022 - Present · 4 yrs 2 mos
D.A. Davidson & CO.Broker
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Moreton Asset Management, LLC
September 2021 - February 2022 · 5 mos
D.A. Davidson & CO.Broker
May 2017 - August 2021 · 4 yrs 3 mos
Brean Capital, LLCBroker
March 2017 - May 2017 · 2 mos
D.A. Davidson & CO.Broker
April 2015 - March 2017 · 1 yr 11 mos
Incapital LLCBroker
August 2013 - April 2015 · 1 yr 8 mos
Pierpont Securities LLCBroker
October 2012 - August 2013 · 10 mos
Cortview Capital Securities LLCBroker
March 2012 - March 2013 · 1 yr
Zions Direct, INC.Broker
June 2002 - March 2012 · 9 yrs 9 mos
State Registrations9 states
CAMINCNVOHOKUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.