William Loehning is a registered investment advisor, based in Barrington, RI, with 22 years of industry experience.
Location
Barrington, RI
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Thornburg Securities LLC
March 2018 - Present · 8 yrs 2 mos
Thornburg Investment Management INC
March 2018 - Present · 8 yrs 2 mos
Thornburg Securities LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Putnam Investment Management, LLC
February 2018 - March 2018 · 1 mo
Putnam Retail Management Limited PartnershipBroker
November 2009 - March 2018 · 8 yrs 4 mos
Planco Financial Services, LLCBroker
July 2006 - November 2009 · 3 yrs 4 mos
John Hancock Distributors LLCBroker
December 2005 - July 2006 · 7 mos
Fidelity Investments Institutional Services Company, INC.Broker
August 2002 - November 2004 · 2 yrs 3 mos
State Registrations22 states
ALCTDEFLGAKYMAMDMEMSNCNHNJNMNYOHPARISCVAVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.