TA
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Thomas Anderson
23 Years of Experience
Elkview, WV
1 DisclosureBroker
Thomas Anderson is a registered investment advisor at Cetera Investment Advisers LLC, based in Elkview, WV, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
5087 Elk River Road, Elkview, WV, 25071
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2016Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2017 - Present · 8 yrs 6 mos
Cetera Investment Services LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Investment Centers of America, INC.
June 2017 - November 2017 · 5 mos
Investment Centers of America, INC.Broker
June 2017 - November 2017 · 5 mos
Woodbury Financial Services, INC.
July 2012 - June 2017 · 4 yrs 11 mos
Woodbury Financial Services, INC.Broker
May 2005 - June 2017 · 12 yrs 1 mo
Fort Washington Brokerage Services, INC.Broker
October 2002 - April 2005 · 2 yrs 6 mos
State Registrations4 states
NCOHVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.