DW
CFP
DW
CFP

Denis Walker

24 Years of Experience
Morristown, NJ
1 DisclosureBrokerSells Insurance

Denis Walker is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Morristown, NJ, with 24 years of industry experience. Denis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

58 Maple Ave, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
Other Business ActivitiesSells Insurance

Denis is an independent insurance agent selling health, dental, vision, and fixed annuity products since 2022. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
December 2005 - March 2017 · 11 yrs 3 mos
Msi Financial Services, INC.
December 2005 - March 2017 · 11 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 2005 - July 2007 · 1 yr 7 mos
Citistreet Financial Services LLC
January 2004 - December 2005 · 1 yr 11 mos
Citistreet Equities LLCBroker
November 2003 - December 2005 · 2 yrs 1 mo
Morgan Stanley
September 2002 - October 2003 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
August 2002 - October 2003 · 1 yr 2 mos
State Registrations12 states
CADEFLMAMENCNJNYPASCTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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