Adam Aulestia
Adam Aulestia is a CFP-designated registered investment advisor at Aulestia Wealth Management, INC., based in Naples, FL, with 23 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 46 clients with $91M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M+ | 1.00% |
Fees are negotiable for accounts over $2,500,000. Clients who engage Aulestia Wealth Management for Family Office Consulting will not separately pay for portfolio management services.
Fee Estimator
Location
780 Fifth Avenue South, Suite 200, Naples, FL, 34102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is an independent licensed insurance agent selling fixed indexed annuities through Independent Marketing Organization since 2019. He is also a partner in Virtual Bridge LLC, which participates in private investment activities, and acts as an organizer for multiple Special Purpose Vehicles, dedicating minimal time to these investment activities.
Employment History
Current Registrations
Aulestia Wealth Management, INC.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.