Mark Abraham is a CFP-designated registered investment advisor, based in Tarrytown, NY, with 23 years of industry experience.
Location
Tarrytown, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including insurance sales (life & disability) through MA Financial Planning, LLC, and serving as an Investment Advisor Representative with CIRA. He also dedicates minimal time to board member roles and insurance/benefits/human resource activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Wrp Investments, INC.Broker
Wrp Investments, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.