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Raymond Sarinelli

23 Years of Experience
Mount Arlington, NJ
Broker

Raymond Sarinelli is a registered investment advisor, based in Mount Arlington, NJ, with 23 years of industry experience.

Location

200 Valley Road, Suite 300, Mount Arlington, NJ, 07856

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Raymond provides financial services to clients through Nisivoccia, LLP, dedicating minimal time. He is also a referring partner at Nisivoccia Wealth Advisors, LLC, spending a few hours per week on this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
September 2002 - October 2019 · 17 yrs 1 mo
1st Global Capital CORP.Broker
July 2002 - October 2019 · 17 yrs 3 mos
State Registrations2 states
NJOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Raymond Sarinelli - Financial Advisor | TrueAdvisor