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Thomas Cantrell

The Retirement Specialist of Central Ohio
24 Years of Experience
Newark, OH
6 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Thomas Cantrell is a registered investment advisor at The Retirement Specialist of Central Ohio, based in Newark, OH, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 115 clients with $19M in assets under management.

The Retirement Specialist of Central Ohio
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
115 clients
Average Client Portfolio
$164K average
Assets Under Management
$18.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Rates vary by strategy: the Circuit Breaker Protocol strategy is 2.60% and the Bull Bear strategy is 1.65%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

974 N 21st Street, Suite C1, Newark, OH, 43055

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Withdrawn
Regulatory
February 2012
Final
Regulatory
May 2011
Final
Customer Dispute
November 2008
Settled
Customer Dispute
June 2008
Closed-No Action
Customer Dispute
October 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas sells life insurance and fixed annuities through Senior Services Inc ECA Marketing, dedicating a few hours per week. He also owns rental real estate, works as an investment advisor representative for Advanced Planning Capital Corp (taking about half of his time), consults insurance agencies through Sharp 1 LLC (taking about 10-20% of his time), and conducts independent insurance sales through Senior Services Lake & Cook Co (taking about 10-20% of his time).

Employment History
Current Registrations
The Retirement Specialist of Central Ohio
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Portfolio Medics, LLC
September 2009 - June 2011 · 1 yr 9 mos
Allied Beacon Partners, INC.Broker
January 2009 - July 2011 · 2 yrs 6 mos
Advanced Planning Capital Corporation
September 2007 - July 2015 · 7 yrs 10 mos
Advanced Planning Securities, INC.Broker
October 2003 - December 2008 · 5 yrs 2 mos
Hornor, Townsend & Kent, INC.Broker
July 2002 - October 2003 · 1 yr 3 mos
State Registrations2 states
OHTN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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