Thomas Cantrell
Thomas Cantrell is a registered investment advisor at The Retirement Specialist of Central Ohio, based in Newark, OH, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 72 clients with $15M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
The firm offers two investment strategies: Circuit Breaker Protocol (CBP) at 2.60% and Bull Bear (BB) at 1.65%. The schedule reflects the higher rate. Fees are negotiable.
Fee Estimator
Location
1000 N. 21st Street, Suite A, Newark, OH, 43055
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2012Regulatory
February 2012Regulatory
May 2011Customer Dispute
November 2008Customer Dispute
June 2008Customer Dispute
October 2007Other Business ActivitiesSells Insurance
Thomas sells life insurance and fixed annuities through Senior Services Inc ECA Marketing, dedicating a few hours per week. He also owns rental real estate, works as an investment advisor representative for Advanced Planning Capital Corp (taking about half of his time), consults insurance agencies through Sharp 1 LLC (taking about 10-20% of his time), and conducts independent insurance sales through Senior Services Lake & Cook Co (taking about 10-20% of his time).
Employment History
Current Registrations
The Retirement Specialist of Central Ohio
Previous Registrations
Portfolio Medics, LLC
Allied Beacon Partners, INC.Broker
Advanced Planning Capital Corporation
Advanced Planning Securities, INC.Broker
Hornor, Townsend & Kent, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.