Joshua Schlieman is a CFP-designated registered investment advisor at LPL Financial LLC, based in Gainesville, GA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
641 Spring Street Se, Gainesville, GA, 30501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joshua operates Sullivan and Schlieman Wealth Management LLC as a DBA for his LPL business and Schlieman Wealth Management, LLC for tax/investment purposes. He also owns AJAG Properties, LLC, a real estate rental company, spending minimal time on the tax entity and a few hours per week on the rental property.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Essex National Securities, INC.Broker
Sal Financial Services, INC.Broker
State Registrations7 states
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