Randy Welborn
Randy Welborn is a registered investment advisor at LPL Financial LLC, based in Fort Smith, AR, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fort Smith, AR
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2010Customer Dispute
May 2008Customer Dispute
April 2008Other Business Activities
Randy operates Clear Creek Wealth Management, LLC as a DBA for his LPL business and as a Registered Investment Advisor. He is also an IAR with Financial Advocates Investment Management and owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Financial Advocates Investment Management
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.