Anne Nienaber is a registered investment advisor, based in St Cloud, MN, with 18 years of industry experience.
Location
400 1st St S Ste 300, St Cloud, MN, 56301
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anne is the secretary of Rock’N Hills LLC, a farmland business, since 2015. She spends minimal time filing the LLC's annual renewal.
Employment History
Current Registrations
Cetera Advisors LLC
June 2016 - Present · 9 yrs 11 mos
Cetera Financial Specialists LLC
June 2016 - Present · 9 yrs 11 mos
Cetera Advisors LLCBroker
June 2016 - Present · 9 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2016 - Present · 9 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2016 - Present · 9 yrs 11 mos
Cetera Wealth Services, LLC
June 2016 - Present · 9 yrs 11 mos
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
February 2008 - Present · 18 yrs 3 mos
Cetera Investment Services LLC
February 2008 - Present · 18 yrs 3 mos
Previous Registrations
First Allied Securities, INC.Broker
June 2016 - September 2022 · 6 yrs 3 mos
Summit Brokerage Services, INC.Broker
June 2016 - December 2019 · 3 yrs 6 mos
Girard Securities, INC.Broker
June 2016 - November 2017 · 1 yr 5 mos
Cetera Investment Services LLC
January 2010 - January 2014 · 4 yrs
State Registrations2 states
CAMN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.