RP
RP

Roger Allan Potter

23 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
516 clients
Average Client Portfolio
$814K average
Assets Under Management
$419.9M

Fee Structure

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Location

1991 Crocker Road, Suite 300, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Roger is a licensed insurance professional, dedicating minimal time to this activity. He also owns real estate and sells two books he wrote, spending minimal time on these endeavors.

Employment History
Current Registrations
Balanced Wealth Group LLC
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2015 - November 2023 · 8 yrs 4 mos
Ameriprise Financial Services, LLCBroker
July 2015 - November 2023 · 8 yrs 4 mos
Farmers Financial Solutions, LLCBroker
May 2012 - July 2015 · 3 yrs 2 mos
Ameriprise Financial Services, INC.
September 2002 - March 2012 · 9 yrs 6 mos
Ameriprise Financial Services, INC.Broker
September 2002 - March 2012 · 9 yrs 6 mos
Ids Life Insurance CompanyBroker
September 2002 - July 2006 · 3 yrs 10 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.
Roger Allan Potter - Financial Advisor | TrueAdvisor