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Kimberly Superneau
23 Years of Experience
Portland, OR
2 DisclosuresBroker
Kimberly Superneau is a registered investment advisor at Cetera Investment Advisers LLC, based in Portland, OR, with 23 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1000 SW Broadway St, Ste 2170, Portland, OR, 97205
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2022Denied
Customer Dispute
July 2012Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
October 2009 - January 2014 · 4 yrs 3 mos
Banc of America Investment Services, INC.
October 2003 - October 2009 · 6 yrs
Banc of America Investment Services, INC.Broker
October 2003 - October 2009 · 6 yrs
Morgan Stanley
May 2003 - September 2003 · 4 mos
Morgan Stanley Dw INC.Broker
October 2002 - September 2003 · 11 mos
State Registrations6 states
AZCAIDMTORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.