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Sarah Welch

22 Years of Experience
Fairlawn, OH
Broker

Sarah Welch is a registered investment advisor at Raymond James & Associates, INC., based in Fairlawn, OH, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3560 West Market Street, Suite 400, Fairlawn, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2014 - Present · 12 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Duncan-Williams, INC.
August 2011 - March 2014 · 2 yrs 7 mos
Duncan-Williams, INC.Broker
August 2011 - March 2014 · 2 yrs 7 mos
Wells Fargo Advisors, LLC
January 2008 - August 2011 · 3 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2011 · 3 yrs 7 mos
A. G. Edwards & Sons, INC.
May 2004 - January 2008 · 3 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
May 2004 - January 2008 · 3 yrs 8 mos
Raymond James Financial Services
August 2003 - May 2004 · 9 mos
Raymond James Financial Services, INC.Broker
August 2003 - May 2004 · 9 mos
State Registrations2 states
NYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.