Thomas Bauer is a CFP-designated registered investment advisor at Bauer Financial Services, INC., based in Sarasota, FL, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 67 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.65% |
Fees are not negotiable.
Fee Estimator
Location
Sarasota, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is the President of Thomas C. Bauer, CPA, providing income tax preparation and planning since 1991. He spends nearly full-time on this activity, with time spent during trading hours varying depending on the tax season.
Employment History
Current Registrations
Bauer Financial Services, INC.
State Registrations2 states
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