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CFP
RK
CFP

Richard Keeling

Ameriprise Financial Services, LLC
24 Years of Experience
Ames, IA
Broker
View SEC Summary
View SEC Summary

Richard Keeling is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Ames, IA, with 24 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2625 N Loop Dr Ste 2200, Ames, IA, 50010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard owns rental real estate through Stratford Properties One, LLC, and is involved in several investment-related businesses including Keeling Management Group, LLC, Integrity Point LLC, and North Peak LLC. He also serves as the president of Fieldstone Association, a building association.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2002 - Present · 24 yrs
Ameriprise Financial Services, LLCBroker
August 2002 - Present · 24 yrs 2 mos
Ameriprise Financial Services, LLC
August 2002 - Present · 24 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 2002 - July 2006 · 3 yrs 11 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMOMTNCNDNENJNMNVNYOHOKORPAPRSCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
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