Usha Cervantes is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Covina, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1171 W San Bernardino Rd Ste C, Covina, CA, 91722
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Usha is the author of "Over 100 First Samoan Words" and a business owner of Lochytocker Inc, dedicating about 10-20% of her time to the latter. She also manages real estate rentals, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.Broker
Woodbury Financial Services, INC.Broker
State Registrations1 state
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