DS
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Dean Sadek

21 Years of Experience
New York, NY
Broker

Dean Sadek is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Ave Fl 12, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Dean is a professor at EADA Business School in Spain since 2018, dedicating minimal time to this role. This activity is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Citigroup Global Markets INC.Broker
December 2022 - May 2024 · 1 yr 5 mos
Morgan Stanley
May 2020 - September 2022 · 2 yrs 4 mos
Morgan Stanley
November 2010 - May 2018 · 7 yrs 6 mos
Morgan StanleyBroker
September 2010 - September 2022 · 12 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2010 · 10 mos
Banc of America Investment Services, INC.Broker
April 2005 - October 2009 · 4 yrs 6 mos
Banc of America Investment Services, INC.Broker
October 2002 - September 2003 · 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.