Jeffery Rozovics is a CFP-designated registered investment advisor, based in Park Ridge, IL, with 24 years of industry experience. Jeffery is also registered as a broker, so some compensation may come from commissions on products sold.
Location
805 W Touhy, Park Ridge, IL, 60068
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffery is an insurance agent referring clients to Paquette Financial Services and manages the accounting and tax firm Rozovics Group LLP full-time. He also sells annuities through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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