James Gardner is a PFS-designated registered investment advisor at Avantax Planning Partners, INC., based in Chadron, NE, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 8,370 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees are negotiable. Maximum annual management fee is 2.5%.
Fee Estimator
Location
201 Main St, Chadron, NE, 69337
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is an Investment Advisor Representative at Avantax Planning Partners, dedicating a few hours per week to investment clients. He also holds various board and treasurer positions in local organizations, including a country club, theatre company, and community foundations, and is a member of a rental partnership.
Employment History
Current Registrations
Avantax Planning Partners, INC.
Previous Registrations
Allen Capital Group, LLC
Falco Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.