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Scott Oliphant

23 Years of Experience
Columbus, IN
3 DisclosuresBrokerSells Insurance

Scott Oliphant is a registered investment advisor at Cetera Investment Advisers LLC, based in Columbus, IN, with 23 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3038 State St, Columbus, IN, 47201

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2025
Pending
Customer Dispute
May 2023
Denied
Customer Dispute
January 2023
Settled
Other Business ActivitiesSells Insurance

Scott is the President, Owner, and Founder of Integrity Wealth Management, providing financial services and insurance, dedicating full-time hours to this. He also owns and operates a beekeeping business, selling honey, and sells fixed insurance products including life, health, disability, long-term care, and Medicare, and receives rental income from Integrity Life & Health.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
December 2019 - Present · 6 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
December 2019 - March 2024 · 4 yrs 3 mos
Creative Financial Designs, INC.
October 2019 - December 2019 · 2 mos
Cfd Investments, INC.Broker
November 2005 - December 2019 · 14 yrs 1 mo
Raymond James Financial Services, INC.Broker
February 2005 - November 2005 · 9 mos
Edward JonesBroker
August 2002 - December 2004 · 2 yrs 4 mos
State Registrations12 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.