William Pretory
William Pretory is a registered investment advisor at Cetera Investment Advisers LLC, based in Long Valley, NJ, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Long Valley, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an insurance agent selling insurance products through Avantax Insurance Agency/Services, dedicating a few hours per week. He also works full-time as Director of Planning at Wealthspring Financial Partners LLC and spends about a quarter of his time as a Wealth Management Advisor at Nisivoccia Wealth Advisors LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
Affinity Investment Services, LLC
Affinity Investment Services, LLCBroker
Franklin/templeton Distributors, INC.Broker
Allstate Financial Services, LLCBroker
Edward JonesBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.