Thuong-Thao Buu-Hoan
Thuong-Thao Buu-Hoan is a registered investment advisor at Rice Hall James & Associates LLC, based in San Diego, CA, with 23 years of industry experience. Thuong-Thao operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 249 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Standard fee schedules vary by strategy. Small Cap Equity charges 0.90% on the first $25M and 0.70% above. Micro Cap Equity charges 1.0% flat. Small Cap Opportunities charges 1.0% flat. Micro Cap Opportunities charges 1.25% flat. SMID Cap Opportunities charges 1.0% on the first $25M and 0.85% above. Minimum annual fees apply ranging from $45,000 to $62,500 depending on the strategy.
Fee Estimator
Location
600 West Broadway, Suite 1000, San Diego, CA, 92101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Rice Hall James & Associates LLC
Previous Registrations
Rice Hall James & Associates LLC
Rice Hall James & Associates
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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