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Daniel Dawson

21 Years of Experience
Oakbrook Terrace, IL
Broker

Daniel Dawson is a registered investment advisor at Raymond James & Associates, INC., based in Oakbrook Terrace, IL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Mid America Plz, Suite 800, Oakbrook Terrace, IL, 60181

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2005 - Present · 20 yrs 11 mos
Raymond James & Associates, INC.Broker
May 2005 - Present · 21 yrs
Previous Registrations
Morgan Stanley
August 2004 - June 2005 · 10 mos
Morgan Stanley Dw INC.Broker
August 2004 - June 2005 · 10 mos
State Registrations36 states
ARAZCACOCTDCFLGAIAIDILINKYMAMDMEMIMNNCNENJNVNYOHOKORPAPRSCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Dawson - Financial Advisor | TrueAdvisor