Nancy Effert is a registered investment advisor at Essex LLC, based in Deer Park, IL, with 20 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 608 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Essex, LLC charges a percentage of your portfolio each year, ranging from 1% to 1.75%, paid quarterly in advance. The fee is based on the value of your account on the first day of each calendar quarter. If you deposit or withdraw funds during the quarter, the fee will be adjusted accordingly. The fees may be negotiable depending on the size and nature of the engagement.
Location
21805 Field Parkway, Suite 340, Deer Park, IL, 60010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy owns Effert Financial Solutions, a DBA, and dedicates minimal time to it. She is also an insurance agent since 2002, selling life insurance and annuities, dedicating minimal time to this as well.
Employment History
Current Registrations
Essex LLC
Previous Registrations
Creativeone Wealth, LLC
Partnervest Advisory Services LLC
Crossroads Advisory Group
Financial Advisers of America, LLC
Mutual Service Corporation
Money Concepts Capital CORP
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.