Richard Garner is a CFP-designated registered investment advisor, based in Petoskey, MI, with 23 years of industry experience.
Location
923 Spring Street, Petoskey, MI, 49770
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a financial advisor for Lincoln, DGN Wealthcare Advisors, LLC, and Dennis Gartland & Niergarth. He is also a co-trustee for The Richard P Smith Irrevocable Trust and sells equity indexed annuities, dedicating minimal time to the trust and annuity sales, and about a quarter of his time to DGN Wealthcare Advisors.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
Signator Investors, INC.Broker
State Registrations20 states
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