MV
MV

Michael Ventura

23 Years of Experience
New York, NY
Broker

Michael Ventura is a registered investment advisor at Morgan Stanley, based in New York, NY, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Morgan StanleyBroker
June 2022 - Present · 3 yrs 11 mos
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Morgan Stanley
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2021 - June 2022 · 11 mos
Wells Fargo Clearing Services, LLCBroker
November 2012 - June 2022 · 9 yrs 7 mos
Morgan StanleyBroker
June 2009 - December 2012 · 3 yrs 6 mos
Citigroup Global Markets INC.Broker
November 2007 - June 2009 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2002 - November 2007 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - November 2007 · 5 yrs 3 mos
State Registrations17 states
CACTDEFLILLAMAMDMENCNJNYPARISCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.