Preston Forman
Preston Forman is a CFP-designated registered investment advisor at Seasons of Advice Wealth Management, based in New York, NY, with 23 years of industry experience. Preston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 823 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SOA Wealth Advisors offers investment management through wrap fee programs. Please refer to the Wrap Fee Program Brochure for information about investment management fees.
Location
120 West 45th Street, 14th Floor, New York, NY, 10036
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2010Customer Dispute
November 2008Other Business Activities
Preston is the president of a co-operative residential building and participates in the governance of the board. This activity is not investment-related.
Employment History
Current Registrations
Seasons of Advice Wealth Management
Previous Registrations
Seasons of Advice Wealth Management, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.